A foreign AFS licensee can access the regulatory relief from specific financial services laws provided by ASIC under ASIC Corporations (Foreign Financial Services Providers—Foreign AFS Licensees) Instrument 2020/198. The table below provides a comparative summary of the regulatory obligations for a full AFS licensee and the relief for foreign.. ASIC assesses applications for AFS licences as part of our role as regulator of the financial services industry. Consumers should be aware that the licensing process is a point-in-time assessment of the licensee, not of its owners or employees. Holding an AFS licence does not guarantee the probity or quality of the licensee's services.
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REGULATORY GUIDE 1 . AFS Licensing Kit: Part 1— Applying for and varying an AFS licence . June 2022 . About this guide . This is a guide for applicants applying for an AFS licence or to vary their licence, including foreign financial services providers relying on . ASIC Corporations (Foreign Financial Services Providers—Foreign AFS. While financial services legislation should be technology neutral, challenges when regulating evolving technology persist. This is partly because it is difficult to determine how, and whether, legislation should regulate new technologies. There are also competing interests which may need to be considered before extending existing legislation to.
